← Back to Study Notes

Sleep

Physiology
📅 Updated February 2026

Sleep Architecture

Sleep Stages

Stage EEG Pattern Key Features % of Sleep
Wake Alpha (8-13 Hz) relaxed; Beta alert Alpha = posterior, eyes closed
N1 Theta (4-7 Hz); vertex sharp waves Light sleep; easily aroused; slow eye movements 5%
N2 Sleep spindles (12-14 Hz) + K-complexes Majority of sleep; memory consolidation 45-55%
N3 (Slow Wave) Delta (<4 Hz); >20% of epoch Deep sleep; restorative; GH release; hardest to arouse 15-20%
REM Low voltage, mixed frequency; sawtooth waves Rapid eye movements; muscle atonia; dreaming 20-25%

Sleep Cycle Organization

Two-Process Model of Sleep Regulation

Process S (Homeostatic): Sleep pressure builds during waking hours. Mediated by adenosine accumulation. Caffeine blocks adenosine receptors. Determines NREM sleep intensity (delta power).

Process C (Circadian): SCN-driven ~24h rhythm independent of sleep debt. Controls timing of sleep propensity. Peaks of alertness in late morning and early evening (“forbidden zone for sleep”).

The interaction: Process S builds during wake, Process C gates when sleep can occur. Mismatch between the two processes leads to jet lag and shift work problems.

💎 Board Pearl

Sleep spindles + K-complexes = N2. Sleep spindles generated by thalamic reticular nucleus. K-complexes are cortical responses to stimuli. N2 is the most abundant stage (~50%).


Neuroanatomy of Sleep-Wake Regulation

Wake-Promoting Systems

Structure Neurotransmitter Notes
Locus coeruleus Norepinephrine Off during REM
Raphe nuclei Serotonin Off during REM
Tuberomammillary nucleus Histamine Antihistamines cause sedation
Basal forebrain Acetylcholine Also active in REM
Lateral hypothalamus Orexin/Hypocretin Stabilizes wake; lost in narcolepsy type 1

Sleep-Promoting Systems

Structure Neurotransmitter Function
VLPO GABA, Galanin Inhibits wake centers; “sleep switch”
Adenosine Builds during wake; caffeine blocks receptors

REM Sleep Regulation

REM-on: PPT/LDT (ACh), sublaterodorsal nucleus

REM-off: Locus coeruleus (NE), raphe (5-HT)

REM atonia: Sublaterodorsal nucleus inhibits spinal motor neurons. Loss → REM sleep behavior disorder.

💎 Board Pearl

Orexin/hypocretin from lateral hypothalamus stabilizes wakefulness. Loss = narcolepsy type 1. CSF orexin <90 pg/mL is diagnostic. Orexin receptor antagonists (suvorexant) treat insomnia.


Circadian Rhythm

Suprachiasmatic Nucleus (SCN)

Melatonin

Circadian Rhythm Disorders

Disorder Features Treatment
Delayed Sleep Phase Sleep onset 2+ hrs late; common in adolescents; “night owls” Morning bright light; evening melatonin
Advanced Sleep Phase Sleep onset/wake too early; common in elderly Evening bright light; morning melatonin
Non-24-Hour Free-running rhythm; common in blind Melatonin agonists (tasimelteon)
Shift Work Misalignment with work schedule Strategic light exposure; melatonin
💎 Board Pearl

Delayed = give melatonin in evening + morning light. Advanced = opposite. Non-24-hour rhythm is common in totally blind patients due to loss of light entrainment.


Sleep Disorders

Narcolepsy

Feature Type 1 (with Cataplexy) Type 2 (without Cataplexy)
Orexin/CSF Low (<110 pg/mL, usually <90) Normal
Cataplexy Present (emotion-triggered atonia) Absent
HLA association DQB1*06:02 (>90%) Less strong
MSLT criteria Mean sleep latency ≤8 min + ≥2 SOREMPs

Narcolepsy tetrad:

  1. Excessive daytime sleepiness (100%)
  2. Cataplexy (emotion-triggered weakness; type 1 only)
  3. Sleep paralysis (can’t move at sleep-wake transitions)
  4. Hypnagogic/hypnopompic hallucinations

Treatment:

💎 Board Pearl

Cataplexy is pathognomonic for narcolepsy type 1. Triggered by strong emotions (laughter, surprise). Consciousness preserved. CSF orexin <90 pg/mL is diagnostic even without MSLT.

Parasomnias

Feature NREM Parasomnias REM Parasomnias
Timing First third of night (N3 predominant) Last third of night (REM predominant)
Recall No memory of event Vivid dream recall
Eyes Open, glassy Closed
Examples Sleepwalking, sleep terrors, confusional arousals REM sleep behavior disorder, nightmare disorder
Age Children (usually outgrow) RBD: older adults (>50)

REM Sleep Behavior Disorder (RBD)

💎 Board Pearl

RBD is a prodrome of α-synucleinopathies. New RBD in elderly = high risk for PD, DLB, MSA. Can precede motor symptoms by years. Also seen with antidepressants (especially SSRIs, SNRIs).

Restless Legs Syndrome (RLS)

Sleep Apnea

Feature Obstructive (OSA) Central (CSA)
Mechanism Upper airway collapse Loss of respiratory drive
Respiratory effort Present (paradoxical breathing) Absent
Associations Obesity, large neck, retrognathia Heart failure, opioids, brainstem lesions
Treatment CPAP, weight loss, oral appliance Treat underlying cause; ASV (not in HFrEF)

AHI (Apnea-Hypopnea Index):


Sleep Pharmacology

Drug Class Mechanism Examples Clinical Notes
Benzodiazepines GABA-A positive allosteric modulator Clonazepam, temazepam ↑ N2, ↓ N3 and REM; tolerance and dependence risk
Z-drugs Selective GABA-A (α1 subunit) Zolpidem, zaleplon, eszopiclone Less effect on sleep architecture than benzos; complex sleep behaviors
Melatonin agonists MT1/MT2 receptor agonists Ramelteon, tasimelteon Circadian rhythm disorders; Non-24-hr (tasimelteon)
Orexin antagonists (DORAs) Block orexin receptors Suvorexant, lemborexant Promotes sleep without GABA; lower abuse potential
Antihistamines H1 receptor blockade Diphenhydramine, doxepin (low dose) Sedation; low-dose doxepin FDA-approved for insomnia maintenance
Gabapentinoids α2δ calcium channel Gabapentin, pregabalin ↑ Slow wave sleep; useful in RLS, comorbid pain
Sodium oxybate GABA-B agonist Xyrem, Xywav Narcolepsy (consolidates sleep, ↑ N3, improves cataplexy); controlled substance
💎 Board Pearl

Z-drugs (zolpidem) target α1 subunit of GABA-A → sedation with less anxiolytic/muscle relaxant effect than benzos. Both suppress N3 (deep sleep). Sodium oxybate is unique in INCREASING N3.


Sleep in Neurological Disease

Condition Sleep Disturbance Key Points
Parkinson’s disease RBD, insomnia, EDS, sleep fragmentation RBD may precede motor symptoms by >10 years; nocturnal OFF symptoms; restless legs common
Alzheimer’s/Dementia Sundowning, circadian disruption, ↓ slow wave sleep Loss of cholinergic neurons affects sleep-wake cycling; ↓ melatonin production
Epilepsy Sleep deprivation triggers seizures; seizures disrupt sleep; NREM activates IEDs Some epilepsies are sleep-related (Rolandic, ESES, frontal lobe epilepsy); AEDs affect sleep architecture
Multiple Sclerosis Fatigue, RLS, OSA, insomnia Central fatigue from demyelination; hypothalamic lesions can cause narcolepsy-like symptoms
Stroke Central sleep apnea, insomnia, circadian disruption Brainstem strokes can cause central apnea; sleep disorders impair recovery
Fatal Familial Insomnia Progressive insomnia → autonomic dysfunction → death Prion disease affecting thalamus; no treatment; very rare but board-favorite
💎 Board Pearl

Fatal familial insomnia = prion disease of the thalamus (mediodorsal and anterior nuclei). Progressive total insomnia, dysautonomia, and death. Autosomal dominant mutation in PRNP gene.


Summary Tables

Sleep Stage Quick Reference

EEG Finding Stage
Alpha waves (posterior) Relaxed wake
Theta + vertex sharp waves N1
Sleep spindles + K-complexes N2
Delta waves (>20%) N3
Low voltage + sawtooth waves REM

Sleep Disorder Quick Recognition

Clinical Clue Diagnosis
EDS + cataplexy + low CSF orexin Narcolepsy type 1
Elderly + dream enactment + later develops PD REM sleep behavior disorder
Child + first third of night + no recall + eyes open NREM parasomnia (sleepwalking/terror)
Urge to move legs + worse at rest + better with movement Restless legs syndrome
Snoring + witnessed apneas + EDS + obesity Obstructive sleep apnea
Adolescent can’t fall asleep until 2 AM Delayed sleep phase disorder
Blind patient with free-running rhythm Non-24-hour sleep-wake disorder

Key Clinical Pearls

High-Yield Points
  • N2 = most abundant stage (45-55%); spindles + K-complexes
  • First half of night = more N3; second half = more REM
  • Orexin stabilizes wake; loss = narcolepsy type 1
  • Cataplexy = pathognomonic for narcolepsy type 1
  • RBD predicts α-synucleinopathy (PD, DLB, MSA)
  • RLS: check ferritin – treat if <75 ng/mL
  • NREM parasomnias = first third; REM = last third
  • MSLT: ≤8 min mean latency + ≥2 SOREMPs = narcolepsy

Red Flags

Important Considerations
  • New-onset RBD in elderly: Screen for parkinsonism; high conversion rate
  • RLS with low ferritin: Rule out GI blood loss
  • Severe OSA: Associated with HTN, arrhythmias, stroke risk
  • Sudden cataplexy onset in child: Consider secondary causes (hypothalamic lesion)
  • RLS augmentation: Consider switching from dopamine agonist to alpha-2-delta ligand